An S-1 is a Securities and Exchange Commission (SEC) filing that provides information about a company going public.
An S-1 is a Securities and Exchange Commission (SEC) filing that provides information about a company going public. The S-1 includes information about the company's business, financial condition, and risk factors. It is important to read an S-1 carefully before investing in a company that is going public.
Here are some tips for reading an S-1:
Read the risk factors section carefully. This section will provide information about the risks associated with investing in the company. It is important to be aware of these risks before investing.
Review the financial statements. The S-1 will include the company's financial statements, which will provide information about the company's financial condition. It is important to review these statements carefully to understand the company's financial health.
Understand the business model. The S-1 will provide information about the company's business model. It is important to understand how the company makes money and its growth prospects.
Consider the valuation. The S-1 will include information about the company's valuation. It is important to consider whether the company is fairly valued before investing.
Speak with a financial advisor. Before investing in a company that is going public, it is important to speak with a financial advisor to get professional advice.
By following these tips, you will be better prepared to read an S-1 and make an informed investment decision.
Check the background of Light Horse Securities Inc on FINRA’s BrokerCheck.
Light Horse Securities Inc is a member of FINRA and SIPC.
SIPC protects against the loss of cash and securities – such as stocks and bonds – held by a customer at a financially-troubled SIPC-member brokerage firm. The limit of SIPC protection is $500,000, which includes a $250,000 limit for cash. An explanatory brochure is available upon request or at www.sipc.org.
SIPC only protects the custody function of the broker-dealer, which means that SIPC works to restore to customers the securities and money that are in their accounts when the brokerage firm liquidation begins. SIPC does not protect against the decline in value of your securities. SIPC does not protect individuals who are sold worthless stocks and other securities. SIPC does not cover claims against a broker for bad investment advice or recommending inappropriate investments.
Our clearing firm Apex Clearing Corp has purchased an additional insurance policy. The coverage limits provide protection for securities and cash up to an aggregate of $150 million, subject to maximum limits of $37.5 million for any one customer’s securities and $900,000 for any one customer’s cash. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.
Investments involve risk; past performance does not represent future results. Diversification may help spread risk but does not protect in a down market. You may lose all of your investment. Investors should consider their investment objectives and goals before investing. No information on this website, trading platform, or our mobile application should be regarded as an offer to buy or sell a particular type of security, solicit an offer, or open a brokerage account in any jurisdiction where Light Horse Securities Inc is not registered to do business. Investors should do their own research before making an investment decision.
Substantial risks are involved with electronic trading. System glitches, website and server downtime, and other technical errors may occur that can affect the trading ability and system performance. Please consider all the risks involved with trading before making an investment decision. Before making an investment decision, investors should be aware of the technical troubles. Access to Electronic Services and system performance may be limited or unavailable during peak demand, market volatility, systems upgrade, maintenance, or other reasons.
Before investing, please read through our Risk Disclosure and Terms and Conditions on the Legal page. It is essential that you fully understand the risks involved in trading securities on margin. Please read the following Margin Disclosure to learn more.
*References to commission free trading or fee free trading refer to $0 commissions charged on self-directed individual cash brokerage accounts that trade on U.S. listed securities. Please refer to our fee schedule for a complete listing of relevant charges at Fees & Disclosures.
Trading in cryptocurrencies is not suitable for all investors and can result in substantial losses, including most if not all of your investment. Cryptocurrencies carry significant risks, including highly volatile markets, inconsistent valuations, cybersecurity events, potential market manipulation, and relatively high fees. Additionally, cryptocurrency exchanges and other intermediaries are not subject to the same regulatory scrutiny as securities and futures exchanges, nor are cryptocurrency accounts protected by SIPC or the FDIC. Crypto execution and custody services are provided by Bakkt Crypto LLC(NMLS ID 1828849) through partnerships between Ainvest Crypto Inc, Light Horse Securities Inc and Bakkt Crypto. Ainvest Crypto nor Bakkt Crypto is a member of FINRA. Cryptocurrency trading is also offered through Bakkt Crypto. Please make sure you do your research and fully understand the risks and rewards of trading crypto to make sure it’s the right choice for you.
The posts within the “Education” page are strictly for educational and informational purposes only, and is not an offer to sell or a solicitation of an offer to buy any security. This information is not a recommendation to buy, hold, or sell an investment or financial product, or take any action. This information is neither individualized nor a research report, and must not serve as the basis for any investment decision. Light Horse is not responsible for any data errors, omissions or other information that may be displayed incorrectly as the data derived from a third party source. All investments involve risk, including the possible loss of capital. Past performance does not guarantee future results or returns. Please do your own research when investing. Light Horse and its affiliates do not provide tax, legal or accounting advice. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for, tax, legal or accounting advice.
